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Thanks to a volatile mix of rising interest rates, soaring consumer debts, and growing competition, collection shops are open to new approaches – perhaps more than ever – to boost collection rates and beat the competition.

Technology is where collection executives are turning. Everything is in play, from automated voice inflections to calling patterns designed to learn when debtors are commonly at home. Some are even discussing the merits of instant messages and e-mail exchanges with debtors.

Gone are the days when the business accepted low success rates that were a product of never finding debtors at home, dialing wrong numbers, or reaching debtors – only to offer them zero options for rendering payments, even a partial payment.

Technology that targets optimum calling times for specific debtors, as well as technology that tailors settlement offers, is gaining industry acceptance. “I am finding that [the collection industry] is interested in increasing options to the debtor to get payments made,” confirms Christopher Imery, president of Apollo Enterprise Solutions.

Apollo recently introduced “Intelligent Debt Settlement System,” a Web-based collections software system that presents settlement offers to debtors. The system applies analytics similar to those used in the credit underwriting process. “Many debtors fall delinquent because they aren’t able to make payments in full,” Imery says. “If a company can present settlements that match the debtor’s ability to pay, they may be more successful in getting payments made.”

Pulling together data from credit reports and account activity, collectors can make better informed decisions about what payment offers best suit an individual’s circumstances. Offering the settlement process on the Web also adds to the debtors’ convenience by allowing them to make payments at any hour, as well as avoid the embarrassment of dealing with a collector.

And many technologies such as Web-based portals for collections, automated notifications, and call-optimizing services, can be integrated into a company’s current collections software, meaning there is little interruption to existing operations.

Most technology vendors agree that financial institutions and collections agencies are more interested in using technology than they were two years ago. “The technology is more and more commonplace, so less education is needed now,” says Kael Kelly, director of market management for PAR3 Communications, Seattle. “Now the conversations I have with prospective clients are about why they should choose us over another vendor [rather than will this technology be of any help].”

Bob Tate, vice president of marketing for Austin Logistics, agrees. Most agencies and financial institutions want to do more with less staff and fewer resources, which piques interest in technologies that can help them with little disruption to their business. “We’ve seen demand for products in May and April of this year outstrip demand for products last year,” Tate says.

Austin Logistics is working with clients to help them perfect the best time to call debtors. A collections department often has information stored in its systems about what time an individual returned a call to the center or when a person answered a call.

Austin Logistics, based in Austin, Texas, harvests such information daily to determine the probability of reaching an individual at a certain time so collectors can know when to call them. “A common strategy for a lot of collections call centers is high saturation rates, to just keep calling and calling,” Tate says. “But doing this, you are risking a negative reaction from the debtor.”

Austin Logistics each month automatically rebuilds the models for when is the best time to call, helping detect if there are changes in a debtor’s schedule or pick up on data about new debtors in the system, Tate says.

Meanwhile, taking the human collector away from the process, either by offering a Web channel or an automated messaging system, is an important customer service feature that collections departments are using to make the process less stressful.

“Customers are clamoring for more self-service options. When people go to a bank, 99% of them go to an ATM,” says Vytas Kisielius, president of Adeptra, a Norwalk, Conn.-based provider of auto-resolution technology, which automatically delivers customer communication messages via voice, fax, pagers, text messaging, and e-mail without involving an agent.

Adeptra’s auto-resolution platform originally was developed to work in fraud prevention, sending out notifications to consumers about possible fraudulent transactions, Kisielius says.

Eventually, a client approached Adeptra about using it in the collections space. “I was surprised. I didn’t think people would want to talk to a computer about debts,” he says.

The auto-resolution technology automatically calls consumers and, after verifying their identity, asks them to make a payment. Customers using Adeptra’s system typically find that debtors using the auto-resolution technology end up paying a higher average payment than those contacted by a call center agent, Kisielius says.

Since a computer always asks for the entire amount, while a collector may be more likely to react to the consumers’ hesitations and negotiate a payment, the technology can often net larger payments than a live agent can, he explains. “The computer has the advantage of being insensitive, without being impolite,” Kisielius says.

PAR3 also provides automated messaging technology to financial institutions. Along with streamlining the process, the company’s technology collects data about customer transactions to help collectors determine the best way to contact a debtor. “We have historical data on every transaction,” Kelly says. “We can see how many people interact with a notification, how many wrong numbers were made, which can be analyzed to come up with the best way to contact a debtor.”

The company also works to customize the content for how a company wants to use the system. They can create different personas for the messages that are sent. For example, Kelly says, if the system calls a low-risk debtor, a company may want a friendly voice on the recording reminding debtors to pay. But, on the other hand, if they are dealing with a mid-to-late stage delinquent, they may want a more authoritative, firm recorded voice.

The automated-resolution technology is much more common today than it was a year ago, Kelly says. “Banks are realizing that contact center costs are up and if they go to India or the Caribbean to cut costs, they are really losing control over the collections process,” he says. “Now [with this technology] they can reach more customers at a lower cost.”

Also aware that individuals respond differently to various collections tactics, Intelligent Results, based in Bellevue, Wash., builds models using historical data aimed at helping firms choose when settlement offers are appropriate and when accounts might self-cure.

The IR Self-Cure service identifies which accounts are likely to pay in the first cycle of collections, regardless of contact, to help collectors avoid making unnecessary calls and therefore reallocate resources to higher risk accounts. “It’s dangerous to try technology without the proper measurement and predictions in place to help understand the results,” says Trevor Rubel, Intelligent Results’ director of marketing.

The results of the self-cure tactic can help collections departments decide whether they should use voice-broadcasting services such as those provided by PAR3 and Adeptra.

With collections and recovery becoming increasingly competitive, Rubel agrees that it is clear more companies are interested in adopting new technologies. “Collections agencies are seeing voice broadcasting and other technologies as a competitive advantage,” he says.

But many collectors hesitate to discuss new technologies for fear of losing that coveted competitive advantage.

Nextel Partners Inc. is at least one exception. Having implemented PAR3’s automated communications service, Tom Poston, Nextel’s director of customer finance, says the company’s positive experience motivated him to share. “We went from $1 million collected in a month using our dialer to $5.4 million collected in a month with PAR3’s system,” he says.

Nextel, using just a dialer, had struggled to handle the volume of both in-bound and out-bound calls. PAR3’s system took over Nextel’s out-bound dialing, handling the entire interaction and updating the collections system with the results of the calls. The company previously had to have two or three analytical experts analyzing the data, but the new technology allows PAR3 to manage all out-bound calls on a daily basis, Poston says.

Pay Schemes

Still, with pressures mounting on businesses to cut costs, finding effective technologies that will not tap a company’s financial resources is key. Apollo, for its part, offers a debt settlement system as “a pay as you go” service with no installation fees. Apollo receives a percentage of each dollar collected, Imery says.

Adeptra sells its service on a “pay for what you use” basis, without up-front capital expenditures or software license fees, Kisielius says. The typical charge is one fee per account submitted, so clients can budget costs ahead of time. They also customize products for clients, so pricing can vary, he says.

Rubel, of Intelligent Results, says in a lot of cases the firm works with a client to develop a business case for the technology first to determine what results the company can expect. From there, they work out a percentage Intelligent Results will get from what the company brings in with the new technology.

Now that more companies and collections agencies are seeing results using the many self-service and debtor-friendly technologies, industry interest is building. Some forward-thinking banks and businesses are even considering instant messaging and e-mail communications for interactions with debtors, technology vendors say.

Whether nontraditional channels gain wide acceptance in the collections business is as yet uncertain. But given the need to adopt new technologies, and the pressure to stay ahead of the competition, expect collections shops to consider any technique that so much as hints at nudging them ahead of their peers.

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